AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JD

James Steven De Kruif

KESTRA ADVISORY SERVICES
AUSTIN, TX
·CRD# 2964242·28 years experience

Professional Summary

James Steven De Kruif, who also goes by James Steven Dekruif, Jim Dekruif, Jim Steven De Kruif, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Perry, Iowa. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 11 firms and has passed the Series 65, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Steven Dekruif, Jim Dekruif, Jim Steven De Kruif

Blog Corner

More Resources

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
View profile
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

Current

KESTRA ADVISORY SERVICES, LLCCurrent·CRD# 283330
RIA
1. 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 787352. Spencer, IA3. 3072 104th Street, Urbandale, IA 503224. 12100 Meredith Dr Ste 103e, Urbandale, IA 50322
November 24, 2020 - Present
KESTRA INVESTMENT SERVICES, LLCCurrent·CRD# 42046
BD
1. 1126 2nd St, Perry, IA 502202. 12100 Meredith Dr Ste 103e, Urbandale, IA 50322
November 24, 2020 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
RIA
West Des Moines, IA
May 18, 2020 - November 25, 2020
LPL FINANCIAL LLCPast·CRD# 6413
BD
West Des Moines, IA
August 1, 2019 - November 25, 2020
FRANKLIN/TEMPLETON DISTRIBUTORS, LLCPast·CRD# 332
BD
San Mateo, CA
March 22, 2007 - May 7, 2019
COREBRIDGE CAPITAL SERVICES, INC.Past·CRD# 13158
BD
Jersey City, NJ
January 31, 2007 - February 28, 2007
GRUBB & ELLIS SECURITIES, INC.Past·CRD# 17932
BD
Santa Ana, CA
October 11, 2006 - January 24, 2007
BROKER DEALER FINANCIAL SERVICES CORP.Past·CRD# 8073
BD
Johnston, IA
July 10, 2006 - October 9, 2006
WELLS INVESTMENT SECURITIES,INC.Past·CRD# 15252
BD
Norcross, GA
November 19, 2004 - February 16, 2006
WELLS INVESTMENT SECURITIES,INC.Past·CRD# 15252
BD
Norcross, GA
August 9, 2002 - November 19, 2004
AMERITAS INVESTMENT COMPANY, LLCPast·CRD# 14869
BD
Lincoln, NE
September 13, 2004 - November 1, 2004
LOCUST STREET SECURITIES, INC.Past·CRD# 1703
BD
Des Moines, IA
August 30, 1999 - July 15, 2002
EDWARD JONESPast·CRD# 250
BD
St. Louis, MO
June 19, 1998 - August 17, 1999

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 11/16/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Advising clients, reviewing their accounts Name: Retire DSM Empowered Retirement Investment Related: Yes Address: 3072 104th Street Urbandale IA 50322 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Employee owner Start Date: 11/23/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Working with clients and assisting them in making financial decisions Name: Majestic Limo and Coaches Inv Rel: No Address: 1816 Fuller Road West Des Moines IA 50265 NOB: Other Other/None of the Above Driving POSI: Driver Start Date: 6/16/2021 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Drive Mini buses and sedans to transport clients Name: JIM DE KRUIF POSI: Chapter Leader NOB: Senior Adult Advocacy INV REL: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 5 Orville Drive, Suite 400, Bohemia NY 11716 DESC: As Chapter Leader I organize speakers for in person meetings and phone calls. The speakers come from a variety of areas, to include elected representatives. I also represent AMAC at activities which would be important for seniors/our members to be aware of. I attend meetings and share AMAC Actions ideas and benefits of membership. Name: IOWANS FOR TAX RELIEF POSI: Ambassador NOB: Education/Awareness INV REL: No # OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2024 ADDRESS: 7601 Office Plaza Drive North, #140, West Des Moines IA 50266 DESC: I will be contacting local organizations/ residents either in person or by telephone informing them of pending tax legislation/vote and educating them on the resources available to them through Iowans for Tax Relief. Name: P AND K PEST CONTROL POSITION: Independent Contractor, sprayer NATURE: Pest Control INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/05/2025 ADDRESS: 2532 Park Street, Sheldon IA 51201, United States DESCRIPTION: I will be spraying for bugs and monitoring rodent activity. I will be working a designated route/customer base.

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(11/24/2020)
RR
Florida
(11/24/2020)
RR
Hawaii
(11/24/2020)
RR
Iowa
(11/24/2020)
IAR
Iowa
(11/24/2020)
RR
Kansas
(11/24/2020)
RR
Minnesota
(10/25/2021)
RR
Missouri
(11/24/2020)
RR
Nebraska
(11/24/2020)
RR
Texas
(11/24/2020)
IAR
Texas
(2/9/2026)
RR
Wisconsin
(11/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view James Steven De Kruif's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Jeffrey Glenn Weeks
Jeffrey Glenn Weeks

ATX PORTFOLIO ADVISORS, LLC

AUSTIN, TX · CRD#
Eric Scott Pomerantz
Eric Scott Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#
JR
James Andrew Rushing JR

VOYA FINANCIAL ADVISORS, INC.

AUSTIN, TX · CRD#
RR
Ryan W Ruppert

MORGAN STANLEY

Austin, TX · CRD#