David C. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Compton Murray was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2010 - September 18, 2012
SSN ADVISORY, INC.
August 30, 2010 - September 18, 2012
SECURITIES SERVICE NETWORK, LLC
July 11, 2003 - September 15, 2010
SECURITIES AMERICA ADVISORS, INC.
June 19, 2003 - September 15, 2010
SECURITIES AMERICA, INC.
October 1, 2000 - June 17, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
October 30, 1997 - March 12, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
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