Mark A. Struthers

SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS

Chanhassen, MN

Some features on this profile are disabled

CRD#: 2964216

Professional summary

Mark Andrew Struthers, CFP® is a registered financial advisor currently at SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS located in Chanhassen, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 4 exams.

Biography

Your family can live for today when you are confident about tomorrow!
Being an independent Chartered Financial Analyst (CFA - investing) and a CERTIFIED FINANCIAL PLANNER® professional (CFP® - planning & tax) allows Mark to address all aspects of your financial life. Mark is an expert at planning for college, retirement, and equity compensation.  Mark is often featured in major publications, including being a frequent contributor to Bloomberg Wealth @ www.SonaWealthAdvisors.com

Question & Answer

What are your service offerings?

Retirement Planning

Long-term Care

Estate Planning

Employee and Employer Plan Ben...

Retirement Income Management

Health Care

Comprehensive Financial Planni...

Investment Planning

Life Transitions

Education Planning

Small Business Planning

Do you have an area of expertise or specialization?

Alternative or Private Investm...

College/Education Planning

Corporate Executives

Generation X

High Net Worth Client Needs

Investment Advice with Ongoing...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sona Financial

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Struthers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6321

MINNEAPOLIS, MN

Past

November 3, 1997 - June 12, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/31/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/26/1999

Registered Options Principal Examination

Current Firm

SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS

CRD#: 281976 / SEC#:

Minnesota

Registered Investment Advisory firm - (12/31/2023 Approved)

Texas

Registered Investment Advisory firm - (12/3/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Chanhassen, MN

Mailing Address

Phone number

(952) 412-6002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 13,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Struthers

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Struthers's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISCAL FITNESS CLUBS

SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AVANTAX INVESTMENT SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2014

Series 63

Date: 3/3/2014

SIE

Date: 12/11/2015

Series 7

Date: 5/5/2014

Series 6

Date: 10/31/1997

Series 24

Date: 10/23/2000

Series 4

Date: 6/26/1999

Current Firm

SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SONA WEALTH, SONA WEALTH MANAGEMENT, SONA WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors