Jeffery D. Brookshire

PACIFIC WEALTH STRATEGIES GROUP

Santa Barbara, CA 93110

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CRD#: 2964215

Professional summary

Jeffery Dane Brookshire, CFP® is a registered financial advisor currently at PACIFIC WEALTH STRATEGIES GROUP, INC. located in Santa Barbara, California.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffery has worked at 5 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 51, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INSURANCE; INDEPENDENT CONTRACTOR;INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 01/31/2013; 4 HRS. PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Dane Brookshire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 14, 2007 - Present

PACIFIC WEALTH STRATEGIES GROUP, INC.

Office #1: 4141 State Street, Suite B11, Santa Barbara, CA 93110

RIA

CRD#: 144789

Santa Barbara, CA

Past

November 12, 2020 - April 25, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SANTA BARBARA, CA

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SANTA BARBARA, CA

Past

June 19, 2003 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SANTA BARBARA, CA

Past

April 2, 2002 - June 1, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SANTA BARBARA, CA

Past

December 5, 1997 - April 29, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC WEALTH STRATEGIES GROUP, INC.

CRD#: 144789 / SEC#: 801-68311

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/9/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/7/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2002

General Securities Principal Examination

Current Firm

PACIFIC WEALTH STRATEGIES GROUP, INC.

CRD#: 144789 / SEC#: 801-68311

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

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Contact information

Main Address

4141 State Street, Suite B11, Santa Barbara, CA 93110

Mailing Address

Phone number

(805) 966-7775

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	565
AUM (Assets Under Management)	$ 217,701,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffery D. Brookshire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Dane Brookshire's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

PACIFIC WEALTH STRATEGIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1997

Series 6TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1997

Series 51

Date: 5/9/2003

Series 4

Date: 3/7/2003

Series 24

Date: 8/1/2002

Current Firm

PACIFIC WEALTH STRATEGIES GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC WEALTH STRATEGIES GROUP, INC.

TRUST BUT VERIFY

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