Mary K. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Katherine Gibson, who also goes by Mary Katherine Dudchenko, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2001. Mary had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - October 3, 2019
MERCAP SECURITIES, LLC
September 20, 2016 - October 4, 2019
PROSPERITY CAPITAL ADVISORS
June 20, 2016 - August 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2011 - May 31, 2012
PNC WEALTH MANAGEMENT LLC
January 28, 2009 - May 28, 2010
KEYBANC CAPITAL MARKETS INC.
December 13, 2001 - August 15, 2008
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
