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BA

Bryan P. Albert

ANICO FINANCIAL SOLUTIONS
Des Moines, IA 50309
Some features on this profile are disabled
CRD#: 2963921
BA
Bryan Phillip AlbertANICO FINANCIAL SOLUTIONS

Professional summary

Bryan Phillip Albert, who also goes by Bryan Albert, is a registered financial professional currently at ANICO FINANCIAL SOLUTIONS, LLC located in Des Moines, Iowa.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Bryan has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Aliases

Bryan Albert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Phillip Albert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2023 - Present

ANICO FINANCIAL SOLUTIONS, LLC

Office #1: 1150 Locust Street, Des Moines, IA 50309
BD
CRD#: 300285
Des Moines, IA
Past

December 6, 2022 - January 5, 2023

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
SALT LAKE CITY, UT
Past

May 6, 2002 - January 12, 2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
CHAPIN, SC
Past

June 13, 2001 - November 27, 2001

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

December 4, 1997 - January 9, 2001

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/10/2023)
RR
North Carolina
(1/10/2023)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/31/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Status Unavailable
Passed: 12/3/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Status Unavailable
Passed: 5/14/2010
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC
AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: , 8-70298

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1150 Locust Street, Des Moines, IA 50309
Mailing Address
1150 Locust Street, Des Moines, IA 50309
Phone number
(515) 443-3527
Established
Iowa since 02/12/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285Des Moines, IA 50309

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