Eduardo Andrade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Andrade was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2000. Eduardo had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - September 2, 2014
ITAU INTERNATIONAL SECURITIES INC.
January 23, 2007 - January 8, 2010
BNP PARIBAS INVESTMENT SERVICES, LLC
July 19, 2004 - January 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 14, 2004 - January 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 18, 2003 - April 6, 2004
J.P. MORGAN SECURITIES INC.
July 26, 2002 - June 16, 2003
J.P. MORGAN SECURITIES INC.
April 8, 2002 - July 8, 2004
J.P. MORGAN SECURITIES INC.
August 9, 2000 - July 24, 2001
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769 / SEC#: 801-112301, 8-67674
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BALTOVSKI, ALEXANDER | PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 56,559,226 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
