David W. Parsons
Professional summary
David Wayne Parsons was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, David had worked at 4 firms, which includes NATIVE AMERICAN SECURITIES COMPANY INC., AMERICAN INTERNATIONAL SECURITIES INC., DUPONT SECURITIES GROUP INC., FAB SECURITIES OF AMERICA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2001 - January 21, 2005
NATIVE AMERICAN SECURITIES COMPANY, INC.
May 7, 2001 - January 21, 2005
AMERICAN INTERNATIONAL SECURITIES, INC.
September 7, 1999 - July 2, 2004
DUPONT SECURITIES GROUP, INC.
April 23, 1998 - September 29, 1999
FAB SECURITIES OF AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NATIVE AMERICAN SECURITIES COMPANY, INC.
CRD#: 104288 / SEC#: , 8-52743
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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