JK

Jerome M. Kensok

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CRD#: 2963250
JK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome Michael Kensok, who also goes by Jerry Michael Kensok, was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 2013. Jerome had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Michael Kensok

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 25, 2013 - December 31, 2018

PRAIRIEWOOD WEALTH MANAGEMENT

RIA
CRD#: 149007
FARGO, ND

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA
Registered Investment Advisory firm - (3/13/2020 Approved)
Minnesota
Registered Investment Advisory firm - (3/27/2020 Terminated)
North Dakota
Registered Investment Advisory firm - (3/17/2020 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/13/1997
Uniform Investment Adviser Law Examination

Current Firm


PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA
Registered Investment Advisory firm - (3/13/2020 Approved)
Minnesota
Registered Investment Advisory firm - (3/27/2020 Terminated)
North Dakota
Registered Investment Advisory firm - (3/17/2020 Terminated)
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Contact information


Main Address
3175 Sienna Dr S Ste 100, Fargo, ND 58104
Mailing Address
Phone number
(701) 234-0521
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts1,201
AUM (Assets Under Management)$ 365,413,413

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007

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