Charles F. Freeman
Professional summary
Charles F Freeman, who also goes by Charles Franklin Freeman Jr, is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Greensboro, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Charles has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles F Freeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2017 - Present
ADAPTFIRST INVESTMENTS LLC
February 8, 2017 - May 1, 2019
INTERCAROLINA FINANCIAL SERVICES, INC.
March 5, 2013 - February 6, 2017
THE LEADERS GROUP, INC.
April 19, 2011 - May 18, 2017
HOLDERNESS INVESTMENTS CO
March 10, 2006 - April 20, 2011
EQUITABLE ADVISORS, LLC
September 27, 2004 - April 20, 2011
EQUITABLE ADVISORS, LLC
January 15, 2002 - January 6, 2003
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
April 21, 1998 - May 25, 1999
HEARTLAND SECURITIES CORP.
November 21, 1997 - April 21, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2021)
(6/6/2022)
(7/31/2023)
(6/12/2023)
(1/25/2021)
(11/14/2022)
(8/15/2017)
(1/21/2021)
(4/16/2021)
(2/27/2023)
Exams
Series 55
Date: 3/5/2002
Limited Representative-Equity Trader ExamCurrent Firm
ADAPTFIRST INVESTMENTS LLC
CRD#: 289096 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 856 |
| AUM (Assets Under Management) | $ 82,650,669 |
Red Flags
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