Toni M. Vaughan
Professional summary
Toni Marie Vaughan, who also goes by Toni Marie Rainville, Toni Marie Reynolds, Toni Vaughan, is a registered financial advisor currently at SPARK ASSET MANAGEMENT GROUP located in Denver, Colorado.
Toni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Toni has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Toni Marie Vaughan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2017 - Present
SPARK ASSET MANAGEMENT GROUP
Office #1: 7900 E Union Ave. Suite 1100, Denver, CO 80237July 6, 2017 - December 31, 2022
BTS ASSET MANAGEMENT, INC.
April 26, 2012 - December 31, 2025
SYNERGY INVESTMENT GROUP, LLC
April 5, 2012 - April 25, 2012
INTL ADVISORY CONSULTANTS INC.
February 17, 2012 - September 1, 2015
STONEX SECURITIES INC.
August 13, 2004 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
April 6, 2004 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
March 9, 2004 - April 1, 2004
GENEOS WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2017)
Exams
Current Firm
SPARK ASSET MANAGEMENT GROUP
CRD#: 132154 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 10,721,301 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
