Shawna H. Stiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawna Houston Stiles, who also goes by Shawna L Houston, Shawna Lynn Houston, Shawna H Stiles, was a registered financial professional .
Shawna is a previously registered financial professional and started their career in finance in 1999. Shawna had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2017 - May 4, 2020
SEIDMAN PRIVATE ADVISORS LLC
August 18, 2017 - May 1, 2020
EAGLE STRATEGIES LLC
August 9, 2017 - May 1, 2020
NYLIFE SECURITIES LLC
March 25, 2017 - July 27, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - July 27, 2017
MML INVESTORS SERVICES, LLC
July 31, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
July 10, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 19, 2014 - June 24, 2015
BB&T INVESTMENT SERVICES, INC.
May 19, 2014 - June 24, 2015
BB&T INVESTMENT SERVICES, INC.
January 4, 2010 - April 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2010 - April 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - January 11, 2010
MORGAN STANLEY
June 1, 2009 - January 11, 2010
MORGAN STANLEY
June 29, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 29, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 24, 1999 - June 30, 2006
UBS FINANCIAL SERVICES INC.
April 23, 1999 - June 30, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEIDMAN PRIVATE ADVISORS LLC
CRD#: 132337 / SEC#: 801-63417
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
