Shane E. Earle

SENIOR ADVISORY GROUP

Baton Rouge, LA 70818

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CRD#: 2962919

Professional summary

Shane Elden Earle is a registered financial advisor currently at SENIOR ADVISORY GROUP, LLC located in Baton Rouge, Louisiana.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Shane has worked at 4 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

S.E. EARLE MANAGEMENT, INC.;NON-INVESTMENT-RELATED; DENHAM SPRINGS, LA; INSURANCE SERVICES; PRESIDENT; 01/2000; 180 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Elden Earle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2007 - Present

SENIOR ADVISORY GROUP, LLC

Office #1: 13421 Hooper Road Suite 6, Baton Rouge, LA 70818

RIA

CRD#: 144380

Baton Rouge, LA

Past

June 13, 2012 - June 19, 2012

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

DENHAM SPRINGS, LA

Past

August 10, 2007 - December 31, 2016

SENIOR ADVISORY GROUP, LLC

RIA

CRD#: 144380

DENHAM SPRINGS, LA

Past

February 6, 2002 - October 9, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

December 20, 2000 - December 31, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 22, 1998 - December 4, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/19/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/21/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SENIOR ADVISORY GROUP, LLC

CRD#: 144380 / SEC#:

Louisiana

Registered Investment Advisory firm - (7/19/2007 Approved)

Texas

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

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Contact information

Main Address

13421 Hooper Road Suite 6, Baton Rouge, LA 70818

Mailing Address

Phone number

(225) 955-3159

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shane E. Earle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Elden Earle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENIOR ADVISORY GROUP, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

SENIOR ADVISORY GROUP, LLC

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2007

Series 6

Date: 1/21/1998

Current Firm

SENIOR ADVISORY GROUP, LLC

Contact information

Documents

Red Flags

Company Information

SENIOR ADVISORY GROUP, LLC

TRUST BUT VERIFY

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