William A. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Anthony Kelly, who also goes by Bill Kelly, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2004 - November 14, 2017
KELLY FINANCIAL SERVICES LLC
November 26, 2003 - January 3, 2005
KELLY FINANCIAL GROUP
April 2, 2003 - July 8, 2003
LOCUST STREET SECURITIES, INC.
March 27, 2003 - July 8, 2003
LOCUST STREET SECURITIES, INC.
July 2, 2002 - March 27, 2003
KELLY FINANCIAL GROUP
March 4, 2002 - March 24, 2003
SECURITIES SERVICE NETWORK, LLC
July 24, 2000 - February 27, 2002
SECURITIES AMERICA, INC.
December 1, 1999 - March 1, 2002
J.P. TURNER & COMPANY, L.L.C.
July 28, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
November 11, 1997 - July 26, 1999
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KELLY FINANCIAL SERVICES LLC
CRD#: 127462 / SEC#: 801-79474
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
