Brock A. Weaver

PATHWAY ASSET & TAX ADVISORY

ELKHART, IN 46514

CRD#: 2962597

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Professional summary

Brock Anthony Weaver, CFP® is a registered financial advisor currently at PATHWAY ASSET & TAX ADVISORY located in Elkhart, Indiana.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brock has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Anthony Weaver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

February 13, 2026 - Present

PATHWAY ASSET & TAX ADVISORY

Office #1: 719 E. Bristol St., Elkhart, IN 46514

RIA

CRD#: 338876

ELKHART, IN

Past

February 26, 2026 - June 2, 2026

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Elkhart, IN

Past

February 26, 2026 - June 2, 2026

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

November 3, 2015 - February 20, 2026

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Elkhart, IN

Past

October 30, 2015 - February 20, 2026

HARBOUR INVESTMENTS, INC.

CRD#: 19258

Elkhart, IN

Past

August 20, 2009 - November 6, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ELKHART, IN

Past

September 30, 2005 - November 26, 2018

LOUCKS & WEAVER FINANCIAL, INC.

RIA

CRD#: 121603

ELKHART, IN

Past

November 6, 1997 - August 20, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

ELKHART, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/13/2026)

IAR

Michigan
(2/17/2026)

IAR

Tennessee
(6/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1997

General Securities Representative Examination

Current Firm

PATHWAY ASSET & TAX ADVISORY

LOUCKS & WEAVER FINANCIAL, INC. | PATHWAY ASSET & TAX ADVISORY

CRD#: 338876 / SEC#:

Indiana

Registered Investment Advisory firm - (2/13/2026 Approved)

Michigan

Registered Investment Advisory firm - (2/17/2026 Approved)

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Contact information

Main Address

719 E. Bristol St., Elkhart, IN 46514

Mailing Address

Phone number

(574) 264-0395

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brock A. Weaver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Anthony Weaver's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY ASSET & TAX ADVISORY

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LOUCKS & WEAVER FINANCIAL, INC.

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1997

Current Firm

PATHWAY ASSET & TAX ADVISORY

Contact information

Documents

Red Flags

Company Information

PATHWAY ASSET & TAX ADVISORY

TRUST BUT VERIFY

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