Shawn A. Rogers

COORDINATED FINANCIAL SERVICES

Denver, CO 80237

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CRD#: 2962520

Professional summary

Shawn Anthony Rogers, CFP® is a registered financial advisor currently at COORDINATED FINANCIAL SERVICES, INC. located in Denver, Colorado.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Shawn has worked at 2 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Anthony Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 3, 2008 - Present

COORDINATED FINANCIAL SERVICES, INC.

Office #1: 4643 S. Ulster St., Suite 960, Denver, CO 80237

RIA

CRD#: 147881

Denver, CO

Past

October 27, 2006 - June 18, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

January 15, 1998 - June 18, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COORDINATED FINANCIAL SERVICES, INC.

COORDINATED FINANCIAL SERVICES, INC. | LIFETIME CAPITAL MANAGEMENT, INC. | LIFETIME CAPITAL MANAGEMENT

CRD#: 147881 / SEC#: 801-121435

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/3/2008)

IAR

Texas
(11/13/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/2/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/12/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

COORDINATED FINANCIAL SERVICES, INC.

COORDINATED FINANCIAL SERVICES, INC. | LIFETIME CAPITAL MANAGEMENT, INC. | LIFETIME CAPITAL MANAGEMENT

CRD#: 147881 / SEC#: 801-121435

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

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Contact information

Main Address

4643 S. Ulster St., Suite 960, Denver, CO 80237

Mailing Address

Phone number

(303) 770-5401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

WRAP FEE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	730
AUM (Assets Under Management)	$ 352,416,959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn A. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Anthony Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

COORDINATED FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2005

Series 63

Date: 12/17/1997

Series 7

Date: 12/13/1997

Series 10

Date: 5/2/2001

Series 9

Date: 4/12/2001

Current Firm

COORDINATED FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COORDINATED FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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