Leo J. Murphy

ALAMAR CAPITAL MANAGEMENT

Santa Barbara, CA 93101

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CRD#: 2962473

Professional summary

Leo John Murphy is a registered financial advisor currently at ALAMAR CAPITAL MANAGEMENT, LLC located in Santa Barbara, California.

Leo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Leo has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo John Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2010 - Present

ALAMAR CAPITAL MANAGEMENT, LLC

Office #1: 200 E Carrillo Suite 304, Santa Barbara, CA 93101

RIA

CRD#: 154413

Santa Barbara, CA

Past

March 1, 2006 - June 2, 2008

SANTA BARBARA ASSET MANAGEMENT, LLC

RIA

CRD#: 138123

SANTA BARBARA, CA

Past

August 6, 2003 - December 21, 2005

SANTA BARBARA ASSET MANAGEMENT

RIA

CRD#: 106320

SANTA BARBARA, CA

Past

July 6, 2000 - October 3, 2001

VIE INSTITUTIONAL SERVICES, INC.

CRD#: 47437

PHILADELPHIA, PA

Past

July 26, 1999 - May 4, 2000

CANTERBURY CONSULTING INCORPORATED

CRD#: 22875

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALAMAR CAPITAL MANAGEMENT, LLC

CRD#: 154413 / SEC#: 801-119070

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

California

Registered Investment Advisory firm - (8/22/2020 Terminated)

Illinois

Registered Investment Advisory firm - (7/16/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/15/2010)

IAR

Illinois
(7/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1999

General Securities Representative Examination

Current Firm

ALAMAR CAPITAL MANAGEMENT, LLC

CRD#: 154413 / SEC#: 801-119070

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

California

Registered Investment Advisory firm - (8/22/2020 Terminated)

Illinois

Registered Investment Advisory firm - (7/16/2020 Terminated)

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Contact information

Main Address

200 E Carrillo Suite 304, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 897-1144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALAMAR CAPITAL MANAGMENT, LLC FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 251,395,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leo J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo John Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALAMAR CAPITAL MANAGEMENT, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC

SANTA BARBARA ASSET MANAGEMENT

VIE INSTITUTIONAL SERVICES, INC.

CANTERBURY CONSULTING INCORPORATED

Primary Firm SEC Registration

ALAMAR CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/1998

Series 7

Date: 7/23/1999

Current Firm

ALAMAR CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALAMAR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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