Erik B. Daley
Professional summary
Erik Benjamin Daley is a registered financial advisor currently at MULTNOMAH GROUP, INC. located in Portland, Oregon.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Erik has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erik Benjamin Daley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2005 - Present
MULTNOMAH GROUP, INC.
Office #1: 1155 Sw Morrison Street Suite 501, Portland, OR 97205January 7, 2004 - May 8, 2006
CONTINENTAL INVESTORS SERVICES, INC.
January 25, 2001 - October 28, 2003
INVESMART SECURITIES, LLC
January 2, 2001 - December 31, 2001
KESTRA INVESTMENT SERVICES, LLC
March 30, 1999 - October 28, 2003
INVESMART ADVISORS INC
July 2, 1998 - November 30, 2000
MCG EQUITIES, LLC
November 25, 1997 - July 2, 1998
SSSH EQUITIES, INC.
Primary Firm SEC Registration
MULTNOMAH GROUP, INC.
CRD#: 132131 / SEC#: 801-64554
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2005)
(6/17/2015)
Exams
Current Firm
MULTNOMAH GROUP, INC.
CRD#: 132131 / SEC#: 801-64554
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 361 |
| AUM (Assets Under Management) | $ 2,219,580,596 |
Red Flags
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