MM
Michael B. Massey
UNEST ADVISERS
Charlotte, NC
Some features on this profile are disabled
CRD#: 2962396
MM
Professional summary
Michael Bryant Massey, who also goes by Michael Massey, is a registered financial advisor currently at UNEST ADVISERS, LLC located in Charlotte, North Carolina and UNEST SECURITIES, LLC located in Laramie, Wyoming.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Massey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Massey Analytics LLC Investment Related: No Address: 125 W Tremont Ave, Unit 501, Charlotte NC 28203 Position / Title: Owner Nature of Business: Consulting services with no clients, no work produced Start Date: 2/1/2020 Hours Devoted: 0 hours. 0 hours during securities trading hours Name of Business: UNest Holdings, Inc. Investment Related: No Address: 125 W Tremont Ave, Unit 501, Charlotte NC 28203 Position / Title: Chief Executive Officer Nature of Business: Fintech Start Date: 2/2024 Hours Devoted: 15 hours Name of Business: UNest Advisers, LLC Investment Related: Yes Address: 125 W Tremont Ave, Unit 501, Charlotte NC 28203 Position / Title: Chief Compliance Officer Nature of Business: Investment Advisory Start Date: 2/2024 Hours Devoted: 5 hours
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bryant Massey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2024 - Present
UNEST ADVISERS, LLC
RIA
CRD#: 308125
Charlotte, NC
Current
February 26, 2024 - Present
UNEST SECURITIES, LLC
Office #1: 221 S. 2nd Street, Laramie, Wyoming 82070, United, Laramie, WY, 82070BD
CRD#: 309955
Laramie, WY
Past
November 16, 2018 - April 30, 2021
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
March 14, 2008 - June 29, 2017
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
February 9, 1999 - August 31, 2000
SURETRADE INC.
BD
CRD#: 43625
LINCOLN, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNEST ADVISERS, LLC
U-NEST HOLDINGS INC | UNEST HOLDINGS, INC. | UNEST ADVISERS, LLC | UNEST
CRD#: 308125 / SEC#: 801-118574
RIA
Registered Investment Advisory firm - (5/22/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/24/2024)
RR
California(8/8/2024)
RR
Connecticut(1/7/2025)
RR
District of Columbia(9/24/2024)
RR
Florida(9/24/2024)
RR
Illinois(8/14/2024)
RR
Maine(9/24/2024)
RR
Maryland(9/24/2024)
RR
Missouri(9/24/2024)
RR
New Hampshire(9/25/2024)
RR
New Jersey(1/16/2025)
RR
North Carolina(8/13/2024)
IAR
North Carolina(8/28/2024)
RR
Oregon(11/19/2024)
RR
South Dakota(9/24/2024)
RR
Tennessee(9/25/2024)
RR
Utah(9/24/2024)
RR
Vermont(10/10/2024)
RR
Wyoming(4/25/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/26/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 2/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UNEST ADVISERS, LLC
U-NEST HOLDINGS INC | UNEST HOLDINGS, INC. | UNEST ADVISERS, LLC | UNEST
CRD#: 308125 / SEC#: 801-118574
RIA
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Contact information
Main Address
5161 Lankershim Blvd Suite 250, North Hollywood, CA 91601
Mailing Address
Phone number
(818) 275-0041
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 20,068 |
| AUM (Assets Under Management) | $ 26,429,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
