Ian J. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Jon Scott was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1997. Ian had worked at 2 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2002 - April 20, 2012
CEDAR CREEK SECURITIES, INC.
October 30, 1997 - September 27, 2002
LISS FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/21/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 1/22/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CEDAR CREEK SECURITIES, INC.
CRD#: 118498 / SEC#: , 8-53661
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
