Jason L. Nelson

VICEROY INVESTMENT ADVISORS LLC

Everett, WA 98201

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CRD#: 2962312

Professional summary

Jason Lang Nelson, CFP®, who also goes by J Lang Nelson, is a registered financial advisor currently at VICEROY INVESTMENT ADVISORS LLC located in Everett, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jason has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Lang Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of BlueSteal LLC. Commercial real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lang Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 19, 2010 - Present

VICEROY INVESTMENT ADVISORS LLC

Office #1: 2906 Colby Avenue, Suite 108, Everett, WA 98201

RIA

CRD#: 152140

Everett, WA

Past

October 24, 2005 - May 25, 2007

QUELLOS FUND SERVICES, LLC

CRD#: 137247

SEATTLE, WA

Past

July 14, 2005 - May 25, 2007

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

RIA

CRD#: 135935

SEATTLE, WA

Past

October 23, 2001 - May 25, 2007

QUELLOS CAPITAL MANAGEMENT LP

RIA

CRD#: 106683

SEATTLE, WA

Past

September 19, 2001 - October 24, 2005

CFT SECURITIES, LLC

CRD#: 46226

PRINCETON, NJ

Past

November 3, 1997 - April 18, 2001

SPRING STREET SECURITIES, INC.

CRD#: 19825

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/7/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/2/1997

General Securities Representative Examination

Current Firm

VICEROY INVESTMENT ADVISORS LLC

GA2LC | VICEROY INVESTMENT ADVISORS LLC | VICEROY INVESTMENT ADVISORS | GRAND ADVISORY LLC

CRD#: 152140 / SEC#:

Washington

Registered Investment Advisory firm - (3/19/2010 Approved)

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Contact information

Main Address

2906 Colby Avenue, Suite 108, Everett, WA 98201

Mailing Address

Phone number

(425) 346-3065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 28,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason L. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lang Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICEROY INVESTMENT ADVISORS LLC

QUELLOS FUND SERVICES, LLC

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

QUELLOS CAPITAL MANAGEMENT LP

CFT SECURITIES, LLC

SPRING STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2000

Series 63

Date: 12/6/1997

Series 31

Date: 1/7/2002

Series 7

Date: 11/2/1997

Current Firm

VICEROY INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VICEROY INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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