Christopher J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Anderson, who also goes by Chris John Anderson, Chris Anderson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2012 - January 22, 2013
ALT FUND DISTRIBUTORS LLC
September 24, 2009 - February 17, 2010
GRANT WILLIAMS L.P.
September 4, 2007 - October 2, 2007
OLD MUTUAL INVESTMENT PARTNERS
July 11, 2005 - May 22, 2006
FORESIDE PLAZA DISTRIBUTORS, LLC
February 14, 2003 - November 9, 2004
AMUNDI DISTRIBUTOR US, INC.
February 15, 2000 - February 19, 2003
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
December 5, 1997 - November 19, 1998
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
