Richard R. Rogers

CEDAR MOUNTAIN ADVISORS

Portland, OR 97201

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CRD#: 2962167

Professional summary

Richard Raymond Rogers, CFP®, who also goes by Richard Rogers, Rick Rogers, is a registered financial advisor currently at CEDAR MOUNTAIN ADVISORS, LLC located in Portland, Oregon.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Rogers | Rick Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES - AGENT - START DATE: 02/2009 - LOCATED AT 1750 SW HARBOR WAY, STE 340, PORTLAND, OR 97201 RICK ROGERS, COST SHARING, TIME SPENT 0.01% SOCIETY FOR FINANCIAL AWARENESS POSITION: Speaker NATURE: Non-profit educational speakers bureau INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2009 ADDRESS: 3914 Murphy Canyon Road, Suite A125, San Diego CA 92123 DESCRIPTION: Provide educational seminars.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Raymond Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 6, 2013 - Present

CEDAR MOUNTAIN ADVISORS, LLC

Office #1: 1750 S Harbor Way, Suite 360, Portland, OR 97201

RIA

CRD#: 140339

Portland, OR

Past

January 22, 2013 - October 7, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

PORTLAND, OR

Past

April 30, 2009 - March 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEAVERTON, OR

Past

April 30, 2009 - March 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

BEAVERTON, OR

Past

November 24, 2008 - May 11, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

November 12, 2008 - May 11, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

January 7, 1998 - November 17, 2008

WILSON-DAVIS & CO., INC.

CRD#: 3777

HOOD RIVER, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/6/1998

General Securities Representative Examination

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

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Contact information

Main Address

5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 224-6868

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CEDAR MOUNTAIN ADVISORS - ADV PART 2A (CRD# 140339) (9/20/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 1,064,447,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard R. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Raymond Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WILSON-DAVIS & CO., INC.

Primary Firm SEC Registration

CEDAR MOUNTAIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2008

Series 63

Date: 1/16/1998

SIE

Date: 10/1/2018

Series 55

Date: 3/24/2000

Series 7

Date: 1/6/1998

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

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