Ronald A. Swichkow

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CRD#: 2962109

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Alan Swichkow was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1997. Ronald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/14/2018 - D'HUYVETTER & SWICHKOW, P.C - Investment Related - 519 JOHNSON FERRY RD BLDG C-100, MARIETTA, GA 30068-4655 - Tax Prep/Accounting/CPA - Start Date 05/1988 - 160 Hours Per Month. 2. 02/14/2018 - RIVERWAY HOLDINGS, INC - Not Investment Related - MARIETTA, GA - Real Estate Rental - Partner - Start Date 12/1999. 3. 02/14/2018 - D'Huyvetter & Swichkow, PC - Investment Related - At Reported Business Location(s) - Other-Profit Sharing - 1 Hours Per Month/1 During Securities Trading. 4. 02/14/2018 - RIVERWAY HOLDINGS, INC - Not Investment Related - MARIETTA, GA - Real Estate Rental - Partner - Start Date 12/1999. 5. 02/14/2018 - RIVERWAY HOLDINGS, INC - Not Investment Related - MARIETTA, GA - Real Estate Rental - Partner - Start Date 12/1999. 6. 5/17/2022 - Proactive Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/01/2022 - 20 Hours Per Month/ 1 Hours During Securities Trading - Time Spent 15% - I provide investment advisory services through Proactive Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 5, 2022 - May 4, 2023

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 318872

Marietta, GA

Past

February 14, 2018 - August 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARIETTA, GA

Past

February 14, 2018 - December 31, 2022

LPL FINANCIAL LLC

CRD#: 6413

MARIETTA, GA

Past

May 18, 2011 - February 20, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

MARIETTA, GA

Past

May 18, 2011 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

MARIETTA, GA

Past

January 15, 2010 - July 6, 2011

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 142646

MARIETTA, GA

Past

August 9, 2007 - December 31, 2009

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 142646

MARIETTA, GA

Past

May 7, 2007 - August 21, 2007

TRIAD ADVISORS LLC

RIA

CRD#: 25803

MARIETTA, GA

Past

May 4, 2007 - May 18, 2011

TRIAD ADVISORS LLC

CRD#: 25803

MARIETTA, GA

Past

February 24, 2005 - May 8, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

MARIETTA, GA

Past

February 1, 2005 - May 8, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

MARIETTA, GA

Past

February 20, 2003 - March 2, 2005

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ATLANTA, GA

Past

December 19, 1997 - March 2, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 29, 1997 - December 19, 1997

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROACTIVE WEALTH STRATEGIES, LLC

PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA

Registered Investment Advisory firm - (3/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 7/8/2011

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 6/1/1998

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROACTIVE WEALTH STRATEGIES, LLC

PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA

Registered Investment Advisory firm - (3/22/2022 Approved)

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Contact information

Main Address

533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068

Mailing Address

Phone number

(770) 971-4142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 253,549,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Ronald A. Swichkow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PROACTIVE WEALTH STRATEGIES, LLC

PROACTIVE WEALTH STRATEGIES, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

PROACTIVE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2005

Series 63

Date: 11/11/1997

SIE

Date: 10/1/2018

Series 62

Date: 7/8/2011

Series 22

Date: 6/1/1998

Series 6

Date: 10/28/1997

Current Firm

PROACTIVE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROACTIVE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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