Robert C. Milliman
Professional summary
Robert C Milliman, who also goes by Bobby Milliman, Robert C Milliman Jr, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Spring, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert C Milliman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2016 - Present
FEF DISTRIBUTORS, LLC
December 9, 2011 - January 14, 2016
MANULIFE INVESTMENT MANAGEMENT (US) LLC
November 29, 2011 - January 14, 2016
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
December 4, 2008 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
June 21, 2004 - December 31, 2012
JOHN HANCOCK DISTRIBUTORS LLC
February 12, 2004 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
May 10, 2000 - February 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 9, 1998 - February 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 16, 1997 - March 9, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2016)
(1/21/2016)
(2/9/2016)
(1/26/2016)
(1/19/2016)
(1/22/2016)
(1/20/2016)
(2/15/2016)
(1/19/2016)
(1/20/2016)
(2/9/2016)
(1/21/2016)
(1/19/2016)
(1/19/2016)
(1/22/2016)
(1/25/2016)
(2/8/2016)
(1/25/2016)
(2/3/2016)
(1/20/2016)
(1/21/2016)
(1/20/2016)
(1/21/2016)
(1/26/2016)
(1/22/2016)
(1/20/2016)
(1/19/2016)
(1/19/2016)
(1/29/2016)
(1/20/2016)
(1/22/2016)
(1/20/2016)
(2/5/2016)
(1/20/2016)
(1/19/2016)
(1/19/2016)
(1/22/2016)
(1/27/2016)
(1/20/2016)
(1/21/2016)
(1/19/2016)
(1/27/2016)
(1/25/2016)
(4/21/2022)
(1/21/2016)
(1/19/2016)
(1/29/2016)
(1/19/2016)
(1/28/2016)
(2/8/2016)
(1/25/2016)
(1/25/2016)
Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
