Jonathan M. Fortin

MARINER WEALTH

Overland Park, KS 66211

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CRD#: 2961930

Professional summary

Jonathan Michael Fortin, who also goes by Jon Fortin, is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jonathan has worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Fortin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Redpath and Company, LLC; Partner, Estate, Gift & Trust Tax The business is not investment related. 55 5th Street, St. Paul, MN Start date with Redpath 9/2020 210 hours per month Responsibilities are to provide tax consulting and compliance services for estate, gift, and trust.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Fortin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

MARINER WEALTH

Office #1: 5700 W. 112th St. Ste. 500, Overland Park, KS 66211

RIA

CRD#: 289886

Overland Park, KS

Past

February 15, 2019 - August 7, 2020

HERITAGE WEALTH ADVISORS

RIA

CRD#: 137484

RICHMOND, VA

Past

March 27, 2014 - December 21, 2015

FIRSTRUST

RIA

CRD#: 111800

DAYTONA BEACH, FL

Past

August 31, 2010 - February 24, 2014

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ATLANTA, GA

Past

August 6, 2010 - February 24, 2014

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ATLANTA, GA

Past

June 11, 2008 - April 5, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ROME, GA

Past

May 22, 2008 - April 5, 2010

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ROME, GA

Past

January 22, 1998 - August 3, 2000

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/13/2024)

IAR

Minnesota
(12/13/2023)

IAR

Virginia
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/10/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2008

General Securities Representative Examination

Current Firm

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

5700 W. 112th St Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Fortin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Fortin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH ADVISORS

FIRSTRUST

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2023

Series 66

Date: 6/10/2008

Series 63

Date: 4/24/1998

Series 7

Date: 5/20/2008

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

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