Christopher M. Holway
Professional summary
Christopher M Holway, who also goes by Chris Holway, Chris Michael Holway, Christopher Michael Holway, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Tampa, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher M Holway's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher M Holway's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
September 22, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
June 5, 2013 - September 18, 2015
INVESTMENT PLANNERS, INC.
May 30, 2013 - September 18, 2015
IPI WEALTH MANAGEMENT, INC.
November 17, 2009 - September 26, 2013
BELLEAIR ASSET MANAGEMENT, INC
October 16, 2009 - September 26, 2013
DOWNSTATE SECURITIES GROUP, INC.
June 1, 2009 - November 13, 2009
MORGAN STANLEY
June 1, 2009 - November 13, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 23, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
July 16, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
November 10, 2003 - July 27, 2004
AMERIPRISE ADVISOR SERVICES, INC.
October 21, 1998 - July 27, 2004
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(6/13/2022)
(9/22/2015)
(9/28/2015)
(9/13/2016)
(1/4/2024)
(10/9/2020)
(9/22/2015)
(1/3/2017)
(10/13/2022)
(9/22/2015)
(4/23/2024)
(6/26/2023)
(7/12/2024)
(2/21/2023)
(3/22/2024)
(1/6/2025)
(2/12/2020)
(2/12/2020)
(4/22/2024)
Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
