Ramsey F. Brock
Professional summary
Ramsey Fulton Brock is a registered financial advisor currently at BROCK ASSET MANAGEMENT located in Gilbert, Arizona.
Ramsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ramsey has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ramsey Fulton Brock's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2012 - Present
BROCK ASSET MANAGEMENT
October 24, 2002 - December 5, 2002
SCOTTSDALE CAPITAL ADVISORS CORP
October 16, 2002 - December 13, 2002
SCOTTSDALE CAPITAL ADVISORS CORP
May 3, 2002 - September 13, 2002
GAINEY FINANCIAL SERVICES, INC.
June 30, 1998 - December 31, 2010
BROCK ASSET MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2012)
Exams
Current Firm
BROCK ASSET MANAGEMENT
CRD#: 116791 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 350 |
| AUM (Assets Under Management) | $ 60,500,000 |
Red Flags
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