Steven D. Wilson
Professional summary
Steven Duane Wilson is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Duane Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2012 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660April 20, 2011 - September 18, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
August 3, 2005 - August 2, 2010
EQUITABLE DISTRIBUTORS, LLC
March 21, 2003 - August 11, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 7, 2001 - March 26, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 17, 2001 - March 26, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 8, 2000 - October 3, 2001
ING INVESTMENT MANAGEMENT SERVICES LLC
October 13, 1999 - February 8, 2000
ABN AMRO SECURITIES LLC
March 2, 1998 - January 21, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 2, 1998 - January 21, 2000
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2012)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
