Andrew W. Bewley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew William Bewley was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - May 18, 2018
BANKERS LIFE ADVISORY SERVICES, INC.
January 25, 2018 - May 18, 2018
BANKERS LIFE SECURITIES, INC.
May 19, 2017 - September 8, 2017
CETERA INVESTMENT ADVISERS LLC
May 15, 2017 - September 8, 2017
CETERA INVESTMENT SERVICES LLC
January 16, 2014 - May 15, 2017
CHICKASAW CAPITAL MANAGEMENT, LLC
January 16, 2014 - May 15, 2017
CHICKASAW SECURITIES, LLC
June 17, 2013 - January 13, 2014
FORESIDE FUND SERVICES, LLC
September 10, 2012 - June 14, 2013
QUASAR DISTRIBUTORS, LLC
October 18, 2011 - August 27, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
October 17, 2011 - August 27, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
March 19, 2010 - October 28, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 4, 2009 - October 28, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 24, 2005 - March 19, 2009
FRED ALGER MANAGEMENT, LLC
January 24, 2005 - March 19, 2009
FRED ALGER & COMPANY, LLC
December 14, 2001 - October 14, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 25, 1997 - June 18, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
