Keith J. Lerner
Professional summary
Keith Joseph Lerner is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Keith has worked at 5 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Joseph Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree Street Ne 31st Floor, Atlanta, GA 30308December 19, 2016 - April 28, 2017
GFO ADVISORY SERVICES, LLC
October 14, 2009 - June 8, 2012
TRUIST INVESTMENT SERVICES, INC.
September 21, 2009 - June 8, 2012
TRUIST INVESTMENT SERVICES, INC.
September 27, 2005 - September 25, 2009
TRUIST SECURITIES, INC.
July 28, 1999 - December 10, 2002
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/1/2016)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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