Marc J. Ordona

CALAMOS WEALTH MANAGEMENT LLC

San Francisco, CA 94108

Some features on this profile are disabled

CRD#: 2961413

Professional summary

Marc Jason Ordona, who also goes by Marc Ordona, Marc Jason Ordona, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in San Francisco, California.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Ordona | Marc Jason Ordona

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.AIM Holdings, LLC; Investment related - No; Private Company; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2011; During business hours: 0; After business hours: 0 2.Draco Capital Holdings, LLC; Investment related - No; Private Company; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2010; During business hours: 0; After business hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Jason Ordona's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 555 California Street #3325, San Francisco, CA 94108

RIA

CRD#: 143490

San Francisco, CA

Past

June 4, 2023 - September 12, 2023

IDB LIDO WEALTH, LLC

RIA

CRD#: 322488

NEW YORK, NY

Past

September 16, 2020 - September 12, 2023

LIDO

RIA

CRD#: 269866

NEW YORK, NY

Past

June 21, 2018 - September 17, 2020

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

May 24, 2018 - September 17, 2020

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

April 5, 2005 - April 25, 2007

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

October 16, 2000 - April 8, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 10, 2000 - October 16, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

July 31, 1998 - April 11, 2000

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2024)

IAR

Illinois
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/20/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2018

General Securities Representative Examination

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,434
AUM (Assets Under Management)	$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc J. Ordona

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Jason Ordona's CRS (Customer Relationship Summary).

Certified licenses

Experience

IDB LIDO WEALTH, LLC

LIDO

MORGAN STANLEY

MORGAN STANLEY

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

ABN AMRO INCORPORATED

Primary Firm SEC Registration

CALAMOS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2018

Series 63

Date: 3/21/2007

Series 7TO

Date: 4/20/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2018

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors