Elizabeth S. Morrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Sansone Morrow, who also goes by Elizabeth Dauria Sansone, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1998. Elizabeth had worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2018 - September 14, 2018
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 31, 2015 - February 28, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 1, 2014 - May 27, 2015
ALPS DISTRIBUTORS, INC.
April 17, 2007 - September 19, 2014
STEBEN & COMPANY, LLC
May 7, 1999 - April 16, 2007
JEFFERIES LLC
July 14, 1998 - April 19, 1999
QUICK & REILLY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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