Brian D. Cayon

FORTRESS PLANNING GROUP

PEWAUKEE, WI 53188

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CRD#: 2961137

Professional summary

Brian David Cayon is a registered financial advisor currently at FORTRESS PLANNING GROUP located in Pewaukee, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Cayon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2022 - Present

FORTRESS PLANNING GROUP

Office #1: N17w24222 Riverwood Dr. Suite 145, Pewaukee, WI 53188

RIA

CRD#: 157900

PEWAUKEE, WI

Past

March 2, 2011 - June 30, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MILWAUKEE, WI

Past

November 13, 2006 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

MILWAUKEE, WI

Past

November 18, 2002 - August 9, 2004

K. P. FINANCIAL, INC.

RIA

CRD#: 111312

THIENSVILLE, WI

Past

July 27, 2001 - October 26, 2016

CENT WEALTH MANAGEMENT

RIA

CRD#: 112207

MILWAUKEE, WI

Past

November 22, 2000 - November 10, 2006

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTRESS PLANNING GROUP

FORTRESS PLANNING GROUP | FORTRESS PLANNING GROUP, LLC

CRD#: 157900 / SEC#: 801-127572

RIA

Registered Investment Advisory firm - (5/19/2023 Approved)

Kentucky

Registered Investment Advisory firm - (5/1/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/8/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2000

General Securities Representative Examination

Current Firm

FORTRESS PLANNING GROUP

FORTRESS PLANNING GROUP | FORTRESS PLANNING GROUP, LLC

CRD#: 157900 / SEC#: 801-127572

RIA

Registered Investment Advisory firm - (5/19/2023 Approved)

Kentucky

Registered Investment Advisory firm - (5/1/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/8/2023 Terminated)

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Contact information

Main Address

N17w24222 Riverwood Dr. Suite 145, Pewaukee, WI 53188

Mailing Address

Phone number

(262) 264-5838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - KEVIN SANDIESON 2025 (2/5/2025)

FORM ADV PART 2B - SCOTT WELLENS 2025 (2/5/2025)

FORM ADV PART 2B - CATHERINE MILLIGAN 2025 (2/5/2025)

FORM ADV PART 2B - BRIAN CAYAN 2025 (2/5/2025)

FORM ADV PART 2A BROCHURE 2025 (2/5/2025)

Regulatory assets under management

Total Number of Accounts	792
AUM (Assets Under Management)	$ 279,072,572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Cayon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Cayon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

QA3 FINANCIAL CORP.

K. P. FINANCIAL, INC.

CENT WEALTH MANAGEMENT

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

FORTRESS PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/2000

SIE

Date: 6/30/2016

Series 7

Date: 11/21/2000

Current Firm

FORTRESS PLANNING GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTRESS PLANNING GROUP

TRUST BUT VERIFY

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