DW
Derek A. Walker
EAGLE STRATEGIES LLC
BIGLER, PA 16825
Some features on this profile are disabled
CRD#: 2960999
DW
Professional summary
Derek Alan Walker, who also goes by Derek A Walker, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bigler, Pennsylvania and NYLIFE SECURITIES LLC located in Bigler, Pennsylvania.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Derek has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek A Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[REPRESENTATIVE;PENNSYLVANIA GENERAL ASSEMBLY; NON INVESMENT RELATED; ELECTED OFFICAL; COMPENSATED BY WAGES; 9 HRS WEEKLY; START DATE 04/2006] [PENN STATE DUBOIS/ADJUNT FACULTY; COLLEGE PLACE DUBOIS PA 15801; TEACH A 4 CREDIT COURSE / ADJUNCT INSTRUCTOR OF STATISTICS IN COLLEGE OF BUSINESS AND ECONOMICS AT PENN STATE DUBOIS CAMPUS;5 HOURS PER WEEK TO CLASS PREPARATION, CLASS AND GRADING; NON INVESTEMENT RELATED; START DATE 11/2009; NON INVESTMENT RELATED] [OPERATING UNDER THE DBA NAME OF WALKER FINANCIAL SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 08/2001] [PENN CROSSING MANAGEMENT (PCM); INVESTMENT-RELATED; 179 WALKER ROAD, BIGLER, PA 16825; GAS PIPELINE DEVELOPMENT AND CONSTRUCTION; OFFICER / OWNER; START DATENOVEMBER 2011; 15 HOURS PER MONTH, 10 DURING BUSINESS HOURS; CONTACT GAS COMPANIES AND PIPELINE OPERATIONS FOR DVELOPMENT OF GAS LINES ALONG THE PCM RIGHT-OF-WAY] [DELUCOBA;LIMITED PARTNERSHIP;INVESTMENT-RELATED;1988 DALE ROAD, WOODLAND, PA 16881;MANAGES COAL RESERVES AND ROYALTIES; LIMITED PARTNER; START - DECEMBER 2008;NO TIME DEVOTED TO ACTIVITY; RECEIVE DIVIDEND INCOME] [GIGO; LIMITED PARTNERSHIP;INVESTMENT-RELATED;1988 DALE ROAD, WOODLAWN, PA 16881; MANAGES COAL RESERVES AND ROYALTIES;LIMITED PARTNER; START DATE DECEMBER 2008;NO TIME DEVOTED TO BUSINESS; RECEIVE DIVIDEND INCOME] [JAMAL Sales; Commercial and residential rental properties. 336 Bigler Road, Bigler PA 16825, and 245 Bigler Road, Bigler, PA 16825.; P.O. Box 322, Bigler, PA 16825; Start Date 12/2014; Role/Title: Owner; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; General upkeep of property, paying taxes, utilities and other fees] [GANADO INVESTMENT CLUB ; MEMBER; INVESTMENT RELATED; START DATE 08/2002; 1 HOUR PER MONTH]
CRS (Client Relationship Summary) - RIA
Click below to view Derek Alan Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2019 - Present
EAGLE STRATEGIES LLC
Office #1: 179 Walker Road P O Box 336, Bigler, PA 16825RIA
CRD#: 110826
BIGLER, PA
Current
March 27, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 179 Walker Road, Bigler, PA 16825BD
CRD#: 5167
Bigler, PA
Past
November 21, 1997 - March 10, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/3/2012)
RR
Delaware(4/10/2003)
RR
Maryland(6/27/2002)
RR
New York(5/6/2020)
RR
North Carolina(3/22/2024)
RR
Pennsylvania(3/27/1998)
IAR
Pennsylvania(7/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
