David R. Allen
Professional summary
David Randolph Allen is a registered financial advisor currently at FB ADVISORY SERVICES, LLC located in Livingston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 6 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Randolph Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2017 - Present
FB ADVISORY SERVICES, LLC
June 23, 2010 - December 31, 2016
FB ADVISORY SERVICES, LLC
June 8, 2004 - December 31, 2005
VERITRUST FINANCIAL, LLC
July 30, 2002 - June 1, 2010
TCG ADVISORS, LP
June 10, 2002 - June 10, 2002
TCG ADVISORS, LP
May 24, 2002 - June 11, 2004
QA3 FINANCIAL LLC
February 12, 2002 - June 11, 2004
QA3 FINANCIAL CORP.
November 18, 1997 - February 12, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2017)
(3/10/2017)
Exams
Series 62
Date: 11/30/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
FB ADVISORY SERVICES, LLC
CRD#: 144203 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 8,625,000 |
Red Flags
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