Mohamed R. Shahjahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohamed Riyad Shahjahan was a registered financial professional .
Mohamed is a previously registered financial professional and started their career in finance in 1998. Mohamed had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - July 28, 2016
KEMA PARTNERS LLC
March 21, 2011 - May 3, 2013
UBS SECURITIES LLC
February 9, 2011 - February 25, 2011
KEMA PARTNERS LLC
October 1, 2008 - February 18, 2009
J.P. MORGAN SECURITIES LLC
December 13, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 21, 2002 - September 10, 2007
CITIGROUP GLOBAL MARKETS INC.
January 14, 1998 - June 20, 2002
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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