Satu S. Stechschulte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Satu Sofia Stechschulte, who also goes by Satu Annunen, was a registered financial professional .
Satu is a previously registered financial professional and started their career in finance in 1997. Satu had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2009 - July 1, 2025
FCI ADVISORS
January 1, 2008 - June 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - June 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 6, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
February 11, 2003 - January 1, 2008
A. G. EDWARDS & SONS, INC.
April 1, 1999 - May 5, 2000
BMA FINANCIAL SERVICES, INC.
November 25, 1997 - July 14, 1998
BARCLAYS CAPITAL INC.
Primary Firm SEC Registration
FCI ADVISORS
CRD#: 106398 / SEC#: 801-48195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FCI ADVISORS
CRD#: 106398 / SEC#: 801-48195
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 740 |
| AUM (Assets Under Management) | $ 1,902,330,516 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/25/2024 | ||
| 12/29/2023 | ||
| 11/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
