Lorraine L. Hortonbour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorraine Lee Hortonbour, who also goes by Lorraine L Horton, Lorraine Lee Horton, was a registered financial professional .
Lorraine is a previously registered financial professional and started their career in finance in 1998. Lorraine had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2002 - June 5, 2013
VARIABLE INVESTMENT ASSOCIATES, INC.
December 19, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
April 5, 2000 - December 31, 2000
LOCUST STREET SECURITIES, INC.
October 5, 1999 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 24, 1999 - October 5, 1999
LOCUST STREET SECURITIES, INC.
January 14, 1998 - February 26, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 14, 1998 - February 26, 1999
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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