Timothy Banks Clepper
Professional Summary
Timothy Banks Clepper is a registered financial advisor currently at ELLSWORTH ADVISORS, LLC located in Hudson, Ohio. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Current Firm
ELLSWORTH ADVISORS, LLC
Contact Information
Main Address
1764 Georgetown Road, Hudson, OH 44236Phone Number
(234) 200-0703# of Employees
16SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,088AUM (Assets Under Management)
$1,406,464,580Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
ELLSWORTH ADVISORS, LLC
State Registrations and Notice Filings
(9/4/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2002About the Series 9 examSimilar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Banks Clepper's CRS (Customer Relationship Summary).
Similar Advisors
KEY INVESTMENT SERVICES LLC
COMMONWEALTH FINANCIAL NETWORK