James A. Laschinger

ALLIANT RETIREMENT CONSULTING

ALPHARETTA, GA 30009

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CRD#: 2960596

Professional summary

James Alan Ian Laschinger, AIF®, who also goes by J. Alan Ian Laschinger, James Alanian Laschinger, Jamie Laschinger, Jay Laschinger, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Alpharetta, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Alan Ian Laschinger | James Alanian Laschinger | Jamie Laschinger | Jay Laschinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 05/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alan Ian Laschinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 11, 2013 - Present

ALLIANT RETIREMENT CONSULTING

Office #1: 1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009

RIA

CRD#: 167970

ALPHARETTA, GA

Past

July 10, 2017 - February 17, 2021

CRD#: 38449

JACKSONVILLE, FL

Past

March 18, 1998 - June 28, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 2, 1997 - February 24, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANT RETIREMENT CONSULTING

ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

Alaska

Registered Investment Advisory firm - (2/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/12/2015)

IAR

California
(1/6/2021)

IAR

District of Columbia
(11/13/2015)

IAR

Florida
(2/26/2021)

IAR

Georgia
(11/9/2015)

IAR

Illinois
(1/7/2021)

IAR

Louisiana
(1/8/2021)

IAR

Maryland
(1/11/2016)

IAR

Minnesota
(10/29/2015)

IAR

New York
(2/14/2021)

IAR

North Carolina
(10/27/2015)

IAR

Ohio
(10/27/2015)

IAR

Pennsylvania
(11/12/2015)

IAR

South Carolina
(1/6/2021)

IAR

Texas
(7/11/2013)

General Securities Representative Examination

Current Firm

ALLIANT RETIREMENT CONSULTING

ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

Alaska

Registered Investment Advisory firm - (2/20/2015 Terminated)

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Contact information

Main Address

1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009

Mailing Address

Phone number

(713) 470-4208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

2025 ANNUAL FILING (3/31/2025)

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 4,493,036,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Laschinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alan Ian Laschinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

JAMES E.BASHAW & CO.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MMC SECURITIES LLC

MMC SECURITIES LLC

USI ADVISORS

USI SECURITIES, INC.

HOBBS GROUP INVESTMENT ADVISORS, LLC

WESTPORT FINANCIAL SERVICES, L.L.C.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALLIANT RETIREMENT CONSULTING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2016

Series 63

Date: 12/10/1997

SIE

Date: 10/1/2018

Series 31

Date: 12/22/1997

Series 7

Date: 12/1/1997

Current Firm

ALLIANT RETIREMENT CONSULTING

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIANT RETIREMENT CONSULTING

TRUST BUT VERIFY

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