David S. Coffee

WESTPARK WEALTH ADVISORS

Sugarland, TX

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CRD#: 2960532

Professional summary

David Scott Coffee, who also goes by David S Coffee, Scott Coffee, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Sugarland, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David S Coffee | Scott Coffee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

No. 1) Name of Business: Westpark Wealth Advisors. Investment related. Address: 10205 Westheimer, Suite 500, Houston, TX 77042. Nature of Business: Advisory business and services. Position/Title/Relationship: IAR. Start Date: 02/2014. Hours per month: 10. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: For fee based business, assist clients in managing accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Coffee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2014 - Present

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

Sugarland, TX

Current

January 8, 2018 - Present

CALTON & ASSOCIATES, INC.

Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077

RIA

CRD#: 20999

Houston, TX

Past

February 21, 2014 - November 9, 2017

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

August 19, 2011 - February 19, 2014

SUNBELT SECURITIES, INC.

CRD#: 42180

HOUSTON, TX

Past

July 10, 2008 - November 18, 2009

FOX WEALTH ADVISORS LLC

RIA

CRD#: 142012

CARROLLTON, TX

Past

June 24, 2008 - October 26, 2011

FOX FINANCIAL MANAGEMENT CORPORATION

CRD#: 134277

CARROLLTON, TX

Past

March 30, 2007 - July 1, 2008

FFEC WEALTH PARTNERS LLC

CRD#: 16507

SCOTTSDALE, AZ

Past

March 29, 2007 - July 1, 2008

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

SUGARLAND, TX

Past

July 23, 2004 - March 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

HOUSTON, TX

Past

July 23, 2004 - March 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

HOUSTON, TX

Past

February 9, 2001 - August 2, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

HOUSTON, TX

Past

February 9, 2001 - August 2, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 16, 1997 - April 3, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/18/2023)

Indiana
(8/29/2018)

IAR

Texas
(3/26/2014)

Texas
(3/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

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Contact information

Main Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Mailing Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Phone number

(713) 266-2993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David S. Coffee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Coffee's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

IMS SECURITIES, INC.

SUNBELT SECURITIES, INC.

FOX WEALTH ADVISORS LLC

FOX FINANCIAL MANAGEMENT CORPORATION

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WESTPARK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1997

FINRA

Current Firm

WESTPARK WEALTH ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTPARK WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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