Marylou Kysar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marylou Kysar, who also goes by Marylou Cooper, Mary Lou Kysar, Mary Kysar, was a registered financial professional .
Marylou is a previously registered financial professional and started their career in finance in 1998. Marylou had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2016 - December 31, 2018
WORLD CAPITAL BROKERAGE, INC.
August 6, 2013 - May 26, 2016
ADIRONDACK TRADING GROUP LLC
November 4, 2011 - February 20, 2015
RIDGEWAY & CONGER, INC.
May 22, 2006 - November 28, 2011
ONEAMERICA SECURITIES, INC.
September 23, 2004 - May 19, 2006
1717 CAPITAL MANAGEMENT COMPANY
January 8, 2002 - August 16, 2004
WOODBURY FINANCIAL SERVICES, INC.
March 10, 1998 - January 18, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
