Broc P. Kreitz

SILVERLEAFE CAPITAL PARTNERS

Germantown, TN 38138

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CRD#: 2960353

Professional summary

Broc Phillip Kreitz, CFP®, who also goes by Broc Kreitz, is a registered financial advisor currently at SILVERLEAFE CAPITAL PARTNERS, LLC located in Germantown, Tennessee.

Broc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Broc has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Broc Kreitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Broc Phillip Kreitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 13, 2017 - Present

SILVERLEAFE CAPITAL PARTNERS, LLC

Office #1: 6815 Poplar Avenue, Suite 205, Germantown, TN 38138

RIA

CRD#: 133174

Germantown, TN

Past

November 29, 2011 - July 5, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GERMANTOWN, TN

Past

October 20, 2011 - July 5, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GERMANTOWN, TN

Past

January 5, 2004 - September 15, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

May 8, 2003 - September 15, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 15, 1998 - May 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERLEAFE CAPITAL PARTNERS, LLC

CRD#: 133174 / SEC#: 801-63594

RIA

Registered Investment Advisory firm - (10/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/6/2023)

IAR

Texas
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/24/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/13/1998

General Securities Representative Examination

Current Firm

SILVERLEAFE CAPITAL PARTNERS, LLC

CRD#: 133174 / SEC#: 801-63594

RIA

Registered Investment Advisory firm - (10/20/2004 Approved)

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Contact information

Main Address

6815 Poplar Avenue, Suite 205, Germantown, TN 38138

Mailing Address

Phone number

(901) 259-3345

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVERLEAFE CAPITAL PARTNERS, LLC BROCHURE (6/4/2025)

Regulatory assets under management

Total Number of Accounts	650
AUM (Assets Under Management)	$ 435,764,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Broc P. Kreitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Broc Phillip Kreitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SILVERLEAFE CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/1998

SIE

Date: 7/5/2017

Series 31

Date: 5/24/2004

Series 7

Date: 10/13/1998

Current Firm

SILVERLEAFE CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVERLEAFE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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