Russell S. Heuchert

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CRD#: 2960346

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Russell S Heuchert, CFP®, who also goes by Russell Heuchert, Russ Heuchert, Russell Scott Heuchert, was a registered financial professional .

Russell is a previously registered financial professional and started their career in finance in 1998. Russell had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Russell Heuchert | Russ Heuchert | Russell Scott Heuchert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

March 21, 2024 - July 28, 2025

WORTH ADVISORS

RIA

CRD#: 156564

CHARLOTTE, NC

Past

April 13, 2016 - December 13, 2016

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Indian Trail, NC

Past

November 10, 2011 - April 3, 2013

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CHARLOTTE, NC

Past

November 2, 2011 - April 3, 2013

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CHARLOTTE, NC

Past

September 17, 2008 - June 27, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHARLOTTE, NC

Past

August 28, 2008 - June 27, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHARLOTTE, NC

Past

April 11, 2006 - July 5, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

CHARLOTTE, NC

Past

April 11, 2006 - July 5, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

July 5, 2005 - April 1, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MONROE, NC

Past

July 5, 2005 - April 1, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MONROE, NC

Past

February 24, 2005 - July 5, 2005

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHARLOTTE, NC

Past

May 4, 2000 - July 5, 2005

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

January 6, 1998 - March 2, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/21/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1997

General Securities Representative Examination

Current Firm

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

2020 S. Tryon Street Suite 2b, Charlotte, NC 28203

Mailing Address

Phone number

(704) 731-0121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,370
AUM (Assets Under Management)	$ 232,915,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Russell S. Heuchert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

WORTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2005

Series 65

Date: 12/10/1997

Series 63

Date: 11/25/1997

SIE

Date: 4/21/2021

Series 7

Date: 11/19/1997

Current Firm

WORTH ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ADVISORS

TRUST BUT VERIFY

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