William Martin

STEEL GROVE CAPITAL ADVISORS

MEMPHIS, TN 38137

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CRD#: 2960330

Professional summary

William Martin is a registered financial advisor currently at STEEL GROVE CAPITAL ADVISORS, LLC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. William has worked at 2 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Worthington Capital Management, LLC; Investment-Related; 6075 Poplar Avenue, Suite 221, Memphis, TN 38119; Chief Investment Officer; 03/27/2023; 50% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2022 - Present

STEEL GROVE CAPITAL ADVISORS, LLC

Office #1: 5100 Poplar Avenue Suite 3100, Memphis, TN 38137

RIA

CRD#: 115231

MEMPHIS, TN

Past

July 18, 2023 - December 31, 2024

WORTHINGTON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 305391

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEEL GROVE CAPITAL ADVISORS, LLC

GREEN SQUARE CAPITAL ADVISORS, LLC | STEEL GROVE CAPITAL ADVISORS, LLC | GREEN SQUARE SECURITIES, LLC | GREEN SQUARE CAPITAL, LLC | GREEN SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 115231 / SEC#: 801-60517

RIA

Registered Investment Advisory firm - (8/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 10/8/1997

National Commodity Futures Examination

Current Firm

STEEL GROVE CAPITAL ADVISORS, LLC

GREEN SQUARE CAPITAL ADVISORS, LLC | STEEL GROVE CAPITAL ADVISORS, LLC | GREEN SQUARE SECURITIES, LLC | GREEN SQUARE CAPITAL, LLC | GREEN SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 115231 / SEC#: 801-60517

RIA

Registered Investment Advisory firm - (8/24/2001 Approved)

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Contact information

Main Address

5100 Poplar Avenue Suite 3100, Memphis, TN 38137

Mailing Address

Phone number

(901) 498-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DISCLOSURE BROCHURE (6/6/2025)

Regulatory assets under management

Total Number of Accounts	878
AUM (Assets Under Management)	$ 1,360,070,395

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
05/03/2024	Cover Page	Report
04/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEEL GROVE CAPITAL ADVISORS, LLC

WORTHINGTON CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

STEEL GROVE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 10/8/1997

Current Firm

STEEL GROVE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STEEL GROVE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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