Andrew W. Pool

R2 WEALTH MANAGEMENT PARTNERS

Lincoln, NE 68510

Some features on this profile are disabled

CRD#: 2960290

Professional summary

Andrew William Pool, CFP®, who also goes by Andrew W Pool, Andy William Pool, is a registered financial advisor currently at R2 WEALTH MANAGEMENT PARTNERS located in Lincoln, Nebraska.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew W Pool | Andy William Pool

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ANDREW POOL - POSITION: INSURANCE AGENT - NATURE: FIXED LIFE INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED: YES - HOURS: 5 - SECURITIES TRADING HOURS: 23 - START DATE: 3/2006 - ADDRESS: 8101 O STREET STE 301, LINCOLN NE 68510 2) Andrew Pool - Waverly Band Boosters - President - Nature: Support Instrumental Music Band Programs of School District 145 - Investment Related: No - Hours: 10-15 hours per month - 5 hours per month during trading hours - Duties: Officiate meetings and assist organization in various activities devoted to supporting band programs - Start Date: 6/2023 - Address: No specific address, meetings occur in Waverly, NE 68462

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Pool's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 7, 2016 - Present

R2 WEALTH MANAGEMENT PARTNERS

Office #1: 8101 O Street Suite 301, Lincoln, NE 68510

RIA

CRD#: 282055

Lincoln, NE

Past

January 4, 2016 - July 8, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

LINCOLN, NE

Past

January 5, 2007 - December 31, 2015

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LINCOLN, NE

Past

March 24, 2006 - December 31, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

LINCOLN, NE

Past

March 18, 2003 - March 28, 2006

EDWARD JONES

CRD#: 250

LINCOLN, NE

Past

June 20, 2001 - March 18, 2003

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 14, 2000 - June 7, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R2 WEALTH MANAGEMENT PARTNERS

PARADIGM WEALTH MANAGEMENT, LLC | R2 WEALTH MANAGEMENT PARTNERS | PARADIGM WEALTH, LLC

CRD#: 282055 / SEC#: 801-114893

RIA

Registered Investment Advisory firm - (3/27/2019 Approved)

Illinois

Registered Investment Advisory firm - (3/27/2019 Terminated)

Iowa

Registered Investment Advisory firm - (4/23/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/23/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/20/2012

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2011

General Securities Principal Examination

Current Firm

R2 WEALTH MANAGEMENT PARTNERS

PARADIGM WEALTH MANAGEMENT, LLC | R2 WEALTH MANAGEMENT PARTNERS | PARADIGM WEALTH, LLC

CRD#: 282055 / SEC#: 801-114893

RIA

Registered Investment Advisory firm - (3/27/2019 Approved)

Illinois

Registered Investment Advisory firm - (3/27/2019 Terminated)

Iowa

Registered Investment Advisory firm - (4/23/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/23/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8101 O Street Suite 301, Lincoln, NE 68510

Mailing Address

Phone number

(402) 489-9375

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	715
AUM (Assets Under Management)	$ 386,182,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Happe

VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX

James Daoust

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew W. Pool

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Pool's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

EDWARD JONES

ALLSTATE FINANCIAL SERVICES, LLC

J.P. SECURITIES, INC.

Primary Firm SEC Registration

R2 WEALTH MANAGEMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2006

Series 63

Date: 4/20/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2000

Series 51

Date: 12/20/2012

Series 24

Date: 12/19/2011

Current Firm

R2 WEALTH MANAGEMENT PARTNERS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

R2 WEALTH MANAGEMENT PARTNERS

TRUST BUT VERIFY

Similar Advisors