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Andrew W. Pool

PARADIGM WEALTH MANAGEMENT
LINCOLN, NE 68510
Some features on this profile are disabled
CRD#: 2960290
AP
Andrew William PoolPARADIGM WEALTH MANAGEMENT

Professional summary

Andrew William Pool, CFP®, who also goes by Andrew W Pool, Andy William Pool, is a registered financial advisor currently at PARADIGM WEALTH MANAGEMENT located in Lincoln, Nebraska.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Andrew W Pool | Andy William Pool

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANDREW POOL - POSITION: INSURANCE AGENT - NATURE: FIXED LIFE INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED: YES - HOURS: 5 - SECURITIES TRADING HOURS: 23 - START DATE: 3/2006 - ADDRESS: 8101 O STREET STE 301, LINCOLN NE 68510 2) Andrew Pool - Waverly Band Boosters - President - Nature: Support Instrumental Music Band Programs of School District 145 - Investment Related: No - Hours: 10-15 hours per month - 5 hours per month during trading hours - Duties: Officiate meetings and assist organization in various activities devoted to supporting band programs - Start Date: 6/2023 - Address: No specific address, meetings occur in Waverly, NE 68462

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Pool's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

January 7, 2016 - Present

PARADIGM WEALTH MANAGEMENT

Office #1: 8101 O Street Suite 301, Lincoln, NE 68510
RIA
CRD#: 282055
LINCOLN, NE
Past

January 4, 2016 - July 8, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LINCOLN, NE
Past

January 5, 2007 - December 31, 2015

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
LINCOLN, NE
Past

March 24, 2006 - December 31, 2015

FSC SECURITIES CORPORATION

BD
CRD#: 7461
LINCOLN, NE
Past

March 18, 2003 - March 28, 2006

EDWARD JONES

BD
CRD#: 250
LINCOLN, NE
Past

June 20, 2001 - March 18, 2003

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

April 14, 2000 - June 7, 2001

J.P. SECURITIES, INC.

BD
CRD#: 36559
BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARADIGM WEALTH MANAGEMENT
PARADIGM WEALTH MANAGEMENT | R2 WEALTH MANAGEMENT PARTNERS | PARADIGM WEALTH, LLC | PARADIGM WEALTH MANAGEMENT, LLC

CRD#: 282055 / SEC#: 801-114893

RIA
Registered Investment Advisory firm - (3/27/2019 Approved)
Illinois
Registered Investment Advisory firm - (3/27/2019 Terminated)
Iowa
Registered Investment Advisory firm - (4/23/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (4/23/2019 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(1/7/2016)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 12/28/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 4/20/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 4/13/2000
General Securities Representative Examination
Principal/Supervisory Exam
PR
Series 51
Status Unavailable
Passed: 12/20/2012
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 12/19/2011
General Securities Principal Examination

Current Firm

PW
PARADIGM WEALTH MANAGEMENT
PARADIGM WEALTH MANAGEMENT | R2 WEALTH MANAGEMENT PARTNERS | PARADIGM WEALTH, LLC | PARADIGM WEALTH MANAGEMENT, LLC

CRD#: 282055 / SEC#: 801-114893

RIA
Registered Investment Advisory firm - (3/27/2019 Approved)
Illinois
Registered Investment Advisory firm - (3/27/2019 Terminated)
Iowa
Registered Investment Advisory firm - (4/23/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (4/23/2019 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2019 Terminated)
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Contact information

Main Address
8055 O Street Suite 122, Lincoln, NE 68510
Mailing Address
Phone number
(531) 333-2728
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE (9/14/2026)

Regulatory assets under management

Total Number of Accounts351
AUM (Assets Under Management)$ 116,334,723

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARADIGM WEALTH MANAGEMENT

CRD#: 282055Lincoln, NE 68510

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