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Daphne Gentile

OPENARC CORPORATE ADVISORY
ATLANTA, GA
·CRD# 2960285·27 years experience

Professional Summary

Daphne Gentile, who also goes by Daphne Q Gentile, Daphne Quiogue Gentile, Daphne Joyce Quiogue, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia. Daphne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daphne has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daphne Q Gentile, Daphne Quiogue Gentile, Daphne Joyce Quiogue

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

OPENARC CORPORATE ADVISORY, LLC·CRD# 336837
RIA
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326
October 2, 2025 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Atlanta, GA
August 22, 2023 - September 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Atlanta, GA
August 21, 2023 - September 24, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Atlanta, GA
October 3, 2022 - August 15, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Atlanta, GA
October 3, 2022 - August 15, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Atlanta, GA
July 16, 2021 - October 3, 2022
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Atlanta, GA
July 15, 2021 - October 3, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Atlanta, GA
December 9, 2019 - June 18, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Atlanta, GA
December 6, 2019 - June 18, 2021
MORGAN STANLEY·CRD# 149777
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Atlanta, GA
June 1, 2009 - November 7, 2019
MORGAN STANLEY·CRD# 149777
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Atlanta, GA
June 1, 2009 - November 7, 2019
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Atlanta, GA
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Atlanta, GA
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Atlanta, GA
March 27, 2003 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Atlanta, GA
June 6, 2002 - April 2, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 4, 2002 - June 4, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 31, 2000 - February 13, 2002
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
April 6, 1999 - July 12, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
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New York, NY
December 24, 1998 - March 3, 1999

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Current Firm

OC
OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754
RIA
Registered Investment Advisory firm - SEC (7/8/2025 Approved)

Contact Information

Main Address

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

Phone Number

(844) 648-6001

# of Employees

146

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

1330 ADVISORS ADV PART 2A (9/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,525

AUM (Assets Under Management)

$10,094,562,750

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754
RIA
Registered Investment Advisory firm - SEC (7/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2016About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2006About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2006About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daphne Gentile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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