AB
Andrew H. Brookshire
VOYA FINANCIAL ADVISORS
Leawood, KS 66211
Some features on this profile are disabled
CRD#: 2960192
AB
Professional summary
Andrew Hamilton Brookshire is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Leawood, Kansas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 87, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Metro United Soccer Club; No; 6740 ANTIOCH SUITE 250; MERRIAM; KS; 66204; Youth Soccer Teams; Head Coach; 3/1/2013; 5; 0; Coach the fundalmentals of soccer. The Mission of Metro United Soccer Club is to provide a positive yourth soccer experience at both the recreational and competitive levels.|NAME OF ENTITY:VRIAC; No; ONE ORANGE WAY; WINDSOR; CT; 06095; Sale and Service of Voya HRA product; N/A; 9/30/2022; 10; 10; Sale and Service of Voya HRA product. A Health Reimbursement Arrangement (�??HRA�?) is an employer funded �??accident or health plan�? (�??Plan�?), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Hamilton Brookshire's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Hamilton Brookshire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5251 West 116th Pl Ste 200, Leawood, KS 66211RIA
BD
CRD#: 2882
Leawood, KS
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5251 West 116th Pl Ste 200, Leawood, KS 66211RIA
BD
CRD#: 2882
Leawood, KS
Past
September 8, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
OVERLAND PARK, KS
Past
September 8, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
OVERLAND PARK, KS
Past
June 16, 2009 - August 18, 2010
AMHERST SECURITIES GROUP, L.P.
BD
CRD#: 31141
HOUSTON, TX
Past
November 7, 2007 - June 17, 2009
STANFORD GROUP COMPANY
RIA
CRD#: 39285
HOUSTON, TX
Past
October 29, 2007 - June 17, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
HOUSTON, TX
Past
September 23, 1998 - September 25, 2000
AETNA FINANCIAL SERVICES, INC.
BD
CRD#: 13255
HARTFORD, CT
Past
November 17, 1997 - October 22, 2007
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
OVERLAND PARK, KS
Past
November 17, 1997 - October 22, 2007
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/28/2020)
RR
Arizona(5/13/2015)
RR
Arkansas(9/4/2020)
RR
California(5/29/2014)
RR
Colorado(5/13/2015)
RR
Connecticut(1/3/2023)
RR
District of Columbia(11/13/2020)
RR
Florida(5/13/2015)
RR
Georgia(6/9/2015)
RR
Hawaii(1/4/2023)
RR
Idaho(1/7/2021)
RR
Illinois(5/13/2015)
RR
Indiana(5/13/2015)
RR
Iowa(5/13/2015)
RR
Kansas(1/3/2011)
IAR
Kansas(1/3/2011)
RR
Kentucky(4/5/2018)
RR
Louisiana(5/13/2015)
RR
Maine(1/3/2023)
RR
Maryland(5/13/2015)
RR
Michigan(1/23/2019)
RR
Minnesota(5/13/2015)
RR
Mississippi(3/5/2021)
RR
Missouri(5/13/2015)
RR
Montana(7/10/2017)
RR
Nebraska(5/13/2015)
RR
Nevada(6/14/2021)
RR
New Mexico(5/13/2015)
RR
New York(3/24/2017)
IAR
New York(10/11/2022)
RR
North Carolina(9/12/2017)
RR
Ohio(1/3/2017)
RR
Oklahoma(1/6/2021)
RR
Oregon(1/5/2021)
RR
Pennsylvania(6/14/2021)
RR
South Carolina(10/20/2017)
RR
South Dakota(11/23/2021)
RR
Tennessee(1/6/2021)
RR
Texas(1/3/2011)
IAR
Texas(9/13/2011)
RR
Utah(10/18/2022)
RR
Virginia(8/30/2019)
RR
Washington(2/6/2019)
RR
Wisconsin(5/13/2015)
RR
Wyoming(8/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
